UK Society of Investment Professionals - UKSIP

The CFA Society of theUK, supporting ASIP, CFA and IMC professionals.

  Fri 25 Jul 2008

UK Society of Investment Professionals - CFA Institute

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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, East Midlands, South East, more...
EUROPE UK, Luxembourg, France, Ireland, more...
USA New York City, San Francisco, Norwalk, Boston, more...
RoW China, Singapore, UAE, Australia, more...
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1-30 of 521 Jobs Company Location Date
Equities Compliance Officer
Compliance Professionals...
Salary: Up to £90,000
UK-London 24 Jul
THE COMPANY: Our client, an international investment bank with a strong market presence is looking to recruit an Equities...
Trading Compliance Consultant
Finiti Search
Salary: Competitive
UK-London 24 Jul
This is an exceptional opportunity for a Regulatory & Trading Compliance expert to support the commercial efforts of this maj...
VP – Compliance (Fund of Funds
Not Disclosed
Salary: 60-70k
UK-London 24 Jul
A leading fund of fund’s organization with offices throughout the globe and strong growth strategy.
Senior European Counsel
State Street
Salary: Excellent + benefits
UK-London 24 Jul
Working with SSgA's investment funds team to provide support to SSgA's fund business in Europe
Senior Operational Risk Manager
Marshall Warburton
Salary: Very competitive - £50-90...
UK-London 24 Jul
A globally recognised investment bank is currently looking for a senior operational risk manager.
Senior Compliance officer
Marshall Warburton
Salary: Very competitive - £75-10...
UK-London 24 Jul
Senior level compliance manager to oversee and run activities in our clients global investment bank across all products and...
Compliance Manager
Northern Trust
Salary: Competitive
UK-London 24 Jul
Compliance Manager - Anti-Money Laundering
Operational Risk Analyst - Insurance
Hays City
Salary: pension, 25 days holiday
UK-London 24 Jul
Working for a large Life company based in London, this is an excellent opportunity for a Risk Analyst looking to develop thei...
Compliance Specialist
Schroders
Salary: Competitive
UK-London 24 Jul
Assist the Compliance Manager in providing advice to the UK Retail Division liaising with both internal & external parties, i...
Equity Derivatives Lawyer
Société Générale - UK
Salary: Competitive
UK-London 24 Jul
The role of the Legal Department in London is to advise on matters of English law.
Legal and Regulatory Officer
Joslin Rowe Compliance
Salary: Excellent
UK-London 24 Jul
My client, a eminent trading house with a global presence is seeking a regulatory officer for its offices in London. Reportin...
Compliance Director - Institutional Sales & Trading Surveillance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 24 Jul
A Director position within one of the world's most prestigious investment banks
Regulatory Risk and Oversight Manager
Joslin Rowe Compliance
Salary: Excellent
UK-London 24 Jul
My client, a leading United Kingdom financial institution with offices throughout the globe requires a senior manager for its...
Relationship Managers
FSA
Salary: £40,000 - 90,000 + benefi...
UK-London 24 Jul
As one of our relationship managers, you'll build strong links with their senior management, helping them to identify and mit...
Head of Compliance Monitoring
PSD Group
Salary: £75,000-£80,000
UK-London 24 Jul
Whilst my client have global recognition as an Investment Banking and Securities operation as well a leading Wealth Manager,...
Internal Auditor
Recruiters
Salary: €76000 - 82000
UK-London 24 Jul
A leading European Commercial bank based in London is looking for an experienced auditor who has knowledge of UK/German Compl...
Counsel (Banking)
EBRD
Salary: Competitive
UK-London 24 Jul
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Risk Analyst
Investit
Salary: Competitive
UK-London 24 Jul
A leading provider of Asset services is currently looking to expand their Risk Team. They are looking for a number of Risk An...
Cards Compliance Manager
Citi
Salary: not disclosed
UK-East Midlands 24 Jul
See job description below
Fund Objectives & Guideline Management - Risk Manager - Asset Management - London/City
Saul & Partners
Salary: £110K Total
UK-London 23 Jul
Fund Objectives & Guideline Management/Risk Manager required by top tier Asset Management firm in the heart of the City, requ...
Head of Capital Strategy, Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
Our client is one of the top Commercial banks in the UK and currently have an exciting opportunity to join their dynamic and...
Director of Capital Modelling, Top UK Bank
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
Excellent opportunity to work within a Tier 1 Global Retail & Commercial Bank, based in London, within the Capital Strategy t...
Senior Integrity and Compliance Manager
EBRD
Salary: Competitive
UK-London 23 Jul
Role Overview
The primary function of the Senior Integrity and Compliance Manager is as follows: To fully support t...
Fund Administrator
Not Disclosed
Salary: £40,000 + Bonus + Benefit...
UK-London 23 Jul
Our client, a respected investment house is recruiting a Fund Administrator for their London office to play an integral role...
Regulatory Risk Manager - Complex Products & Derivatives
Scottish Widows Investmen...
Salary: Competitive Salary plus B...
UK-Edinburgh 23 Jul
Focusing primarily on current and emerging regulations and risks predominantly in respect of complex products and derivatives...
Regulatory Capital Director - Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
An exceptional opportunity has arisen to join a tier 1 bank as a Director of Regulatory Capital, working as part of a dynamic...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Develop Your Fixed Income Compliance Experience
Joslin Rowe Compliance
Salary: £60,000
UK-London 23 Jul
Fantastic role at leading Investment Bank for a candidate looking to build upon basic Fixed Income compliance experience
Business Development Manager
Alvito Partners
Salary: £50k basic/80k OTE
UK-London 23 Jul
Exciting opportunity for a Business Development Manager with a financial services background to join a rapidly growing compan...
Compliance Officer
CuttingHedge Recruitment
Salary: Highly Competitive
UK-London 22 Jul
This is an excellent opportunity to join a very well established multi strategy Hedge Fund with a proven track record. The fu...
Jobs: Compliance / Legal (1-30 of 521 Jobs)